Textbook: James B Hartle, Gravity: An Introduction to Einstein’s General Relativity
Gravity(Hartle, Pearson, 2014)
Ch3 Space, Time and Gravity in Newtonian Physics
Newton’s first law: There exists an inertial frame(coordinate system) in which the motion of any free particle can be described by giving its coordinates w.r.t time t(x(t),y(t),z(t)) and its acceleration as zero(dt2d2x=0,dt2d2y=0,dt2d2z=0).
Note: A “free particle” is defined to have Ftotal=0. However, the definition of force relies on Newton’s second law, which in turn depends on the notion of an inertial frame. To break this circularity, we may provisionally assume “free particle” to be of some specific property. One possible constraint is that the relative motion between inertial frames be limited to (1) displacement, (2) rotation and (3) uniform motion(i.e. x′=x+vt with v constant) only. A simple argument shows that there must be at least three non-collinear points with zero acceleration. (counter-example: x′=x+λxparticle is also possible if the definition involves only one particle)
The principle of relativity: “However, all Newtonian mechanics, including Newton’s second law, is consistent with the following Principle of Relativity: ” Identical experiments carried out in different inertial frames give identical results.
“A principle of relativity relating the form of the laws of physics in inertial frames differing by displacements and rotations is possible only because the geometry of Euclidean space shares those symmetries.”
Newtonian gravity.
Gravitational and inertial mass: F=mIa,Fgrav=−r2GmGMGer≃mGg. Experiment shows that all bodies fall with the same acceleration, implying that mI∝mG. They can be defined to be equal. “It is this experimental fact that allows a geometric theory of gravity and underlies general relativity.”
Variational principle for Newtonian mechanics: Let the LagrangianL(x˙,x)=21mx˙2−V(x) and the actionS[x(t)]=∫tAtBdtL(x˙(t),x(t)). The Euler-Lagrange equation for S is −dtd(∂x˙∂L)+∂x∂L=0,⟺mx¨=−dxdV, consistent to Newton’s second law. Therefore all possible paths can be solved from that S reaches its extrema.
Ch4 Principles of Special Relativity
The addition of velocities and the Michelson-Morley experiment: Suppose that the uniform motion takes place at x-axis only, x′=x−vt. Then Vx′=Vx−v,Vy′=Vy,Vz′=Vz.(Newtonian addition of velocities)Recall that in Maxwell’s equations the speed of light is assumed to be constant for whatever frame. The transformation above implies that Maxwell’s equations can be valid only in one inertial frame, formerly called the “ether”. Michelson and Morley’s experiment(1887) showed that this law was not correct: The speed of light would be c±V⊕ in directions parallel to the Earth and c perpendicular to it, if the law were correct. However direct measurement showed that c is isotropic.
Einstein’s resolution and its consequences.
Spacetime: “The correct geometric arena for physics is, therefore, not a separate space and absolute time but rather a four-dimensional unification of space and time called spacetime.”
Line element: We need to find an alternative for Newtonian transformation of velocities, so as to keep the speed of light constant in every inertial frames. One possible(and the simplest/most “fundamental”) choice is ds2=−(cdt)2+dx2+dy2+dz2.
Light cones: Two points are (Δs)2>0 <-> spacelike separated, =0 <-> null(lightlike, i.e. the points can be connected by light rays with speed c) separated, <0 <-> timelike separated. Light cone is the locus of points that are null separated from point P. Suppose two events P,A is measured to have an interval of Δt′,Δt in two different frames. Since(see below) ΔtΔt′=Δt1γ(Δt−c2vΔx)=1−c2v2>0⟺v<c, we know that to keep the same temporal order(causal relationship) of P,A in all frames, A must be inside of the light cone(viz. they are timelike separated). We can further introduce the proper timedτ s.t. dτ2=−c2ds2 to compare between P,A. (Formally dτ means the time measured in the particle’s rest frame)
Time dilation and the twin paradox:
Time dilation: dτ=(dt2−c21(dx2+dy2+dz2))1/2=(1−c2v2)1/2dt.
The twin paradox: Two twins move along different (timelike) world lines. For convenience we may suppose one to be at rest. Since (1−c2v2)1/2<1 holds, the moving one’s proper time is always shorter than the rest one.
Lorentz boosts: Introduce rapidityϕ=tanh−1(cv). Define the Lorentz transformation(ct′x′)=Λϕ(ctx). Here Λϕ=(coshϕ−sinhϕ−sinhϕcoshϕ) satisfies Λϕ1+ϕ2=Λϕ1Λϕ2. One can easily verify ds2 is constant under such transformation. Eliminate ϕ in terms of v, we have t′=γ(t−c2vx),x′=γ(x−vt),y′=y,z′=z,where γ=(1−c2v2)−1/2.
Lorentz contraction: L=γL∗.
Addition of velocities: The composition of two boosts Λϕ1,Λϕ2 is equivalent to a boost of parameters Λϕ1+ϕ2. In terms of v, that is v=1+c2v1v2v1+v2. Consider a particle described by x(t) in one frame and x′(t) in another(which is moving along the x-axis of the first of velocity v). The communicative diagram shows ϕv=ϕVx+ϕ−Vx′, or Vx′=1−c2vVxVx−v. This can be derived out from Vx′=dt′dx′=γ(dt−c2vdx)γ(dx−vdt)=1−c2vVxVx−v as well. Similarly Vy′=1−c2v21−c2vVxVy,Vz′=1−c2v21−c2vVxVz.
Four-vectors: a=atet+axex+ayey+azez=aαeα(α=0,1,2,3). a⋅b=ηαβaαbβ, where ηαβ=eα⋅eβ. In Minkowski space (ηαβ)=−c2111. Let metric tensorη=ηαβdeα⊗deβ, then η(a,b) gives a⋅b.
Lorentz boost: a′=Λϕa.
Special relativistic kinematics: A world line is described by xα=xα(τ), where τ=proper time. Define the four-velocityu with uα=dτdxα. Since uα=dtdxα⋅dτdt, we have u=(γc,γV).
dτdγ=γ4c2V⋅a. Then a=(γ4cV⋅a,γ4c2V⋅aV+γ2a).
u2=u⋅u=−c2. u⋅a=0.
Special relativistic dynamics:
Equation of motion: (1) In the absence of forces, dτdu=0. (2) mdτdu=f(f=the four-force, m=the rest mass).
Energy-momentum: Four-momentump=mu=(1−c2V2mc,1−c2V2mV). Define E=γmc2,p=γmV. Then p=(cE,p). Substitute this into p2=−m2c2 to find E=(m2c2+p2)1/2.
When V≪c(cV≃0): pt=mc+c121mV2+⋯,p=mV+⋯. E=mc2+21mV2.
f=dτdp=(γcF⋅V,γF). Note here F is defined as dtdp=mdtd(γv). Direct calculation shows F=γma+γ3mc2V⋅aV. One can verify that this equation is consistent with dτdp=ma. Decompose F,a into F∥,F⊥ and a∥,a⊥. Then F∥=γ3ma∥, F⊥=γma⊥.
Variational principle:
The world line of a free particle between two timelike separated points extremises the proper time/distance between them. Consider S=−m∫ds. Parameterise the world line using σ, i.e. xα=xα(σ). ds=(−ηαβdσdxαdσdxβ)1/2dσ, then S=∫Ldσ where L=−m(−ηαβxα˙xβ˙)1/2. Applying Euler-Lagrange equation we have dσd(∂xα˙∂L)−∂xα∂L=0. Calculation shows mdσD[xμ˙(−x˙2)−1/2]=mdσD[xμ˙(−ηαβxα˙xβ˙)−1/2]=0(covariant derivativedσD can be understood as the derivative on curved surfaces). We can choose σ=τ to have x˙2=c2. Then mdτDxμ˙=0.
Generally we can write mdσDxμ˙=f(σ)xμ˙, yielding the geodesic. The parameter σ determines the “velocity”(w.r.t “time” σ) of the particle. There always exists an affine parameterσ s.t mdσDxμ˙=0.
When external force is taken into account, e.g. electromagnetic force, the action becomes S=−m∫ds+q∫Aαdxα and Lagrangian becomes L=−m(−ηαβxα˙xβ˙)1/2+qAαxα˙. mdσD[xμ˙(−x˙2)−1/2]=qFνμxν˙. Then mdτ2D2xμ=qFνμdτdxν, align with Lorentz force.
Light rays(photons):
World line: The action S=−m∫ds=0. However we can adapt another form of action S′=21∫ηαβxα˙xβ˙dσ(which means energy). S′ has the same condition for maximisation, i.e. mdσDxμ˙=f(σ)xμ˙.
Energy, momentum, frequency and wave vector: E=ℏω. p=c2EV=ℏk(wave three-vector∣k∣=cω). Then p=(ℏ∣k∣,ℏk)=ℏk. p2=0 yields m=0.
Doppler shift and relativistic beaming: Applying Lorentz boost we have ω′=ω1−cVcosα′1−c2V2≃ω(1+cVcosα′)(V≪c), where α′ is the angle between the x′-axis and the direction of the photon. Similarly ω=ω′1+cVcosα1−c2V2. Cancel ω′ω to get cosα′=1+βcosαcosα+β.
Observers and observations: xα=xα(τ). Here τ satisfying dτ2=−c21ds2 is “handpicked”(钦定) as the local rest frame’s “time”, so as to match the definition of ideal clock, that its measurement of time is dependent on velocity only.
Alternatively we may let xα=xα(σ) and choose σ, since four-velocity u is defined by x,σ and conversely σ can be determined by u,x. But τ is the parameter under which the metric remains constant(or intuitively it yields an “even” parameterisation): ∣dτdx∣2=constant.
Observations: p the four-momentum of a particle, {eα^}α=0,1,2,3 the base vectors of the observer’s frame. Then p=pα^eα^, or p0^=−p⋅e0^ and pα^=p⋅eα^ for α=1,2,3. Define energy E to be the temporal(i.e. e0^) component of p, 3-momentum be the spatial component of p, so as to be align with the physical meaning of E,p in classical mechanics(time/space translation generator, refer to Noether theorem).
Ch6 Gravity as Geometry
Testing the equality of gravitational and inertial mass:
Eötvös experiments: Take y^ to be along the fiber and x^ perpendicular to both the fiber and the rod. Note that by choosing the local frame in this way we can rule out the common properties(e.g. the latitude). We first make the two masses to be equal in “weight”(i.e. y^⋅Geff,A=y^⋅Geff,B). Then observe whether there is a torsion, indicating that x^⋅Geff,A=x^⋅Geff,B. In fact there isn’t. Thus we know Geff,A=Geff,B, or mImG is independent of material.
The equivalence principle(in the context of Newtonian gravity): “There is no experiment that can distinguish a uniform acceleration from a uniform gravitational field.”
Gravity attracts light: If light curves in a frame accelerating at g, then it must also curve in the gravitational field.
Clocks in a gravitational field: Suppose A at the top(of the rocket) is emitting light at intervals of ΔτA, while B at the bottom is receiving it at intervals of ΔτB. For every pulse, F(te,tr)=yA(te)−c(tr−te)−yB(tr)=0 holds. Compare two adjacent pulses: 0=δF=(yA′(te)+c)δte−(yB′(tr)+c)δtr, or δteδtr=c+vrc+ve. Then ΔτAΔτB=ve2−c2vr2−c2⋅c+vrc+ve=exp(χe−χr)<1, where χ=arctan(cv).
When terms like (c2gh)2 can be neglected: ΔτAΔτB∼1−c2gh. Generally we have ΔτB∼(1+c2ΦA−ΦB)ΔτA(Φ=gravitational potential).
The global positioning system: The decisive corrections include those for time dilation & gravitational potential.
Spacetime is curved.
Newtonian gravity in spacetime terms: The line element is defined as ds2=−(1+2c2Φ(xi))(cdt)2+(1−2c2Φ(xi))(dx2+dy2+dz2).
Rates of emission and reception: ΔτA∼(1+c2ΦA)Δt,ΔτB∼(1+c2ΦB)Δt, then ΔτB=1+c2ΦA1+c2ΦBΔτA∼(1+c2ΦB−ΦA)ΔτA.
Newtonian motion in spacetime terms: τAB=∫ABdτ=∫ABdt((1+c22Φ)−c21(1−c22Φ)V2)1/2≃∫ABdt(1−c21(21V2−Φ)), the combination of corrections for time dilation & gravitational potential.
To extremise τAB is to extremise the Lagrangian L=21V2−Φ. Euler-Lagrange equation further implies V2=−∇Φ, equivalent to F=ma.
Ch7 The Description of Curved Spacetime
Coordinates.
Metric.
The summation convention.
Local inertial frames: At each point P of spacetime(with the metric g) there exists a set of coordinates x′α s.t. gαβ′(xP′)=ηαβ. Formally that means to diagnolise g. Furthermore one can find x′α s.t. ∂x′γ∂gαβ′∣x=xP=0, constituting the local inertial frame. However it’s not always possible to find x′α that make the second derivatives vanish as well.
Light cones and world lines: “In short, the local light cone structure of general relativity is the same as that of flat spacetime.”
Length, area, volume, and four-volume for diagonal metrics.
Embedding diagrams and wormholes. 【龙女仆,Spilhaus Projection】
Vectors in curved spacetime.
Three-dimensional surfaces in four-dimensional spacetime.
Ch8 Geodesics
In Newtonian mechanics a free particle is uninfluenced by any force—gravitation included. In general relativity free means free from any influences besides the curvature of spacetime.
The geodesic equation: dτ2d2xα=−Γβγαdτdxβdτdxγ⇔dτduα=−Γβγαuβuγ,where the Christoffel symbolsΓβγα can be determined (from Euler-Lagrange equation directly) to be Γβγα=21gαδ(∂βgγδ+∂γgβδ−∂δgβγ).
Solving the geodesic equation—symmetries and conservation laws. Consider a metric which holds constant under transformation x′μ=xμ+εξμ(x). gμν(x)=gμν′(x)=gμν(x+εξ(x)) yields that (ξρ∂ρgμν+gρν∂μξρ+gμρ∂νξρ)ε+o(ε)=0. We can define ξ=ξ(x) to be a Killing vector indicating the conservation.
From Killing symmetry we have dτd(ξμuμ)=0 i.e. ξ⋅u=const. Subsequently ξ⋅p=const.
Null geodesics.
Local inertial frames and freely falling frames.
Local inertial frame: (1) gαβ(P)=ηαβ; (2) ∂γgαβ(P)=0, or equivalently Γβγα(P)=0.
Freely falling frame: “the Christoffel symbols vanish all along a geodesic, not just at one point on it”. “A freely falling frame is a local inertial frame all along a geodesic.”
The gravitational redshift: ℏω∗=−p⋅uobs=−p⋅((1−c2R2GM)−1ξ)=(1−c2R2GM)−1(−ξ⋅p), where ξ⋅p is a constant. Then ω∞=ω∗(1−c2R2GM)1/2.
Particle orbits—precession of the perihelion:
Conserved quantities: Obviously ds2 is independent of t,ϕ. Then e:=−ξ⋅u=c2(1−c2r2GM)dτdt(energy per unit mass) and ℓ:=η⋅u=r2sin2θdτdϕ(angular momentum per unit mass) are constants.
Effective potential and radial equation: WLOG we can let θ=2π and uθ=0, which means the orbit lies in a “plane”. u⋅u=−c2 then gives −c2(1−c2r2GM)(ut)2+(1−c2r2GM)−1(ur)2+r2(uϕ)2=−c2, or −(1−c2r2GM)−1c2e2+(1−c2r2GM)−1(dτdr)2+r2ℓ2=−c2.Define E=2c2e2−c4, the effective potentialVeff(r)=−rGM+2r2ℓ2−c2r3GMℓ2. Then E=21(dτdr)2+Veff(r).
Comparison with Newtonian energy: Let e=c2+mENewt to have E=mENewt+2m2c2ENewt2∼mENewt(when v≪c). The equation can be rewritten as ENewt=2m(dτdr)2+2mr2L2−rGMm−c2mr3GML2∼2m(dtdr)2+2mr2L2−rGMm, where L:=mℓ.
Veff(r): Basically Veff→−rGM,r→∞ and Veff(rs)=Veff(c22GM)=−2c2. From solving drdVeff=0 the extrema can be found to be correspond to r±=2GMℓ2(1±1−12(cℓGM)2).
Radial plunge orbits: Released from infinity with zero angular momentum, the mass has e=c2,ℓ=0,E=0. Substitute into the equations above to get dτdr=−r2GM. This differential equation yields r=(23)2/3(2M)1/3(τ∗−τ)2/3. With dτdt=(1−c2r2GM)−1 we can further get t=t∗+c32GM(−32(2GMc2r)3/2−2(2GMc2r)1/2+log(c2r/2GM)1/2−1(c2r/2GM)1/2+1).